Investar Holding Corp.
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Common Stock, par value $1.00 per share
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46134L105
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June 5, 2020
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1
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NAMES OF REPORTING PERSONS
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EJF Capital LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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557,768
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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557,768
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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557,768
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%(1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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(1)
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Based on 10,938,709 shares of common stock, par value $1.00 per share (“Common Stock”) outstanding as of May 6, 2020, as disclosed in the Issuer’s Form 10-Q filed with the U.S. Securities and Exchange
Commission (“SEC”) on May 8, 2020.
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1
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NAMES OF REPORTING PERSONS
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Emanuel J. Friedman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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||||
6
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SHARED VOTING POWER
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557,768
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7
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SOLE DISPOSITIVE POWER
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0
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||||
8
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SHARED DISPOSITIVE POWER
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557,768
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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557,768
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%(1)
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1)
|
Based on 10,938,709 shares of Common Stock outstanding as of May 6, 2020, as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 8, 2020.
|
1
|
NAMES OF REPORTING PERSONS
|
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EJF Sidecar Fund, Series LLC - Series E
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
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|||||
(b)☒
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|||
3
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SEC USE ONLY
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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399,800
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7
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SOLE DISPOSITIVE POWER
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0
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||||
8
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SHARED DISPOSITIVE POWER
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399,800
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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399,800
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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3.7%(1)
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
OO
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|||
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(1)
|
Based on 10,938,709 shares of Common Stock outstanding as of May 6, 2020, as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 8, 2020.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
EJF Financial Services Fund, LP
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|
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
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SEC USE ONLY
|
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||
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|
|||
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|
||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
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|||
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|
||||
6
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SHARED VOTING POWER
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128,985
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||||
7
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SOLE DISPOSITIVE POWER
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0
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|||
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|
||||
8
|
SHARED DISPOSITIVE POWER
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||
128,985
|
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|||
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|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
128,985
|
|
|
|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
||
☐
|
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.2%(1)
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|||
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||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
PN
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|
|||
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|
(1)
|
Based on 10,938,709 shares of Common Stock outstanding as of May 6, 2020, as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 8, 2020.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
EJF Financial Services GP, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
128,985
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
128,985
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
128,985
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
1.2%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1)
|
Based on 10,938,709 shares of Common Stock outstanding as of May 6, 2020, as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 8, 2020.
|
(i)
|
EJF Capital LLC;
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(ii)
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Emanuel J. Friedman;
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(iii)
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EJF Sidecar Fund, Series LLC – Series E (“Sidecar E”);
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(iv)
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EJF Financial Services Fund, LP (the “Financial Services Fund”); and
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(v)
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EJF Financial Services GP, LLC.
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(a)
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Amount beneficially owned:
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See Item 9 of the attached cover pages.
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(b)
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Percent of class:
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See Item 11 of the attached cover pages.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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See Item 5 of the attached cover pages.
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(ii)
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Shared power to vote or to direct the vote:
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See Item 6 of the attached cover pages.
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(iii)
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Sole power to dispose or to direct the disposition:
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See Item 7 of the attached cover pages.
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(iv)
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Shared power to dispose or to direct the disposition:
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See Item 8 of the attached cover pages.
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EJF CAPITAL LLC
|
|||
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By:
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/s/ David Bell
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||
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Name:
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David Bell
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||
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Title:
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General Counsel
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EMANUEL J. FRIEDMAN
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|||
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By:
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/s/ Emanuel J. Friedman
|
||
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Name:
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Emanuel J. Friedman
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||
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EJF SIDECAR FUND, SERIES LLC – SERIES E
|
|||
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By:
Its:
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EJF CAPITAL LLC
Managing Member
|
||
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By:
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/s/ David Bell
|
||
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Name:
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David Bell
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||
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Title:
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General Counsel
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EJF FINANCIAL SERVICES FUND, LP
|
|||
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By:
Its:
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EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
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By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
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By:
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/s/ David Bell
|
||
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Name:
|
David Bell
|
||
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Title:
|
General Counsel
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EJF FINANCIAL SERVICES GP, LLC
|
|||
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
By:
|
/s/ David Bell
|
||
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Name:
|
David Bell
|
||
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Title:
|
General Counsel
|
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EJF CAPITAL LLC
|
|||
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By:
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/s/ David Bell
|
||
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Name:
|
David Bell
|
||
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Title:
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General Counsel
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EMANUEL J. FRIEDMAN
|
|||
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By:
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/s/ Emanuel J. Friedman
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Name:
|
Emanuel J. Friedman
|
||
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EJF SIDECAR FUND, SERIES LLC – SERIES E
|
|||
|
By:
Its:
|
EJF CAPITAL LLC
Managing Member
|
||
|
By:
|
/s/ David Bell
|
||
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Name:
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David Bell
|
||
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Title:
|
General Counsel
|
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EJF FINANCIAL SERVICES FUND, LP
|
|||
|
By:
Its:
|
EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
By:
|
/s/ David Bell
|
||
|
Name:
|
David Bell
|
||
|
Title:
|
General Counsel
|
|
EJF FINANCIAL SERVICES GP, LLC
|
|||
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
By:
|
/s/ David Bell
|
||
|
Name:
|
David Bell
|
||
|
Title:
|
General Counsel
|